This material is intended for institutional audiences. The content in the IMPACT website and discussions provided at the IMPACT event are meant for general informational purposes only and are current as of the date of the session. The views expressed are not intended to provide specific financial, accounting, compliance, tax or legal advice. Refer to professionals in these fields to address your particular circumstance. Neither the contents of the IMPACT website nor discussions at the event should be considered as a solicitation or a recommendation by Schwab to buy, sell or continue to hold securities or other investments, or open an account. Examples described are for illustrative purposes only and do not represent a guarantee of future performance or success and may not be representative of your experience. Past performance is not an indicator of future results.
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The RIA Benchmarking Study from Charles Schwab, the largest study of its kind focusing exclusively on RIAs, captures detailed insights on topics such as asset and revenue growth, sources of new clients, products and pricing, staffing, compensation, marketing, technology, and financial performance. The RIA Benchmarking Study from Charles Schwab comprises self-reported data from advisory firms that custody their assets with Charles Schwab. Schwab does not independently verify the self-reported information.
Best-Managed Firms, also known as High-Performing Firms, represents advisors in the annual RIA Benchmarking Study who are in the top 20% of qualifying firms, ranked by productivity (revenue per professional), profitability (standardized operating margin), revenue growth (four-year compound annual growth rate in revenue) and net asset growth (four-year compound annual growth rate from net asset flows). The top 20% of firms is calculated after removing those with less than $1 million in revenue or fewer than two professional staff. Best-Managed Firms are selected without regard to peer group, and most groups are represented in the Best-Managed Firms.
Fixed income securities are subject to increased loss of principal during periods of rising interest rates. Fixed-income investments are subject to various other risks including changes in credit quality, market valuations, liquidity, prepayments, early redemption, corporate events, tax ramifications and other factors. Lower rated securities are subject to greater credit risk, default risk, and liquidity risk.
International investments are subject to additional risks such as currency fluctuation, political instability and the potential for illiquid markets. Investing in emerging markets may accentuate these risks.
Alternative Investments, including hedge funds, are suitable for accredited investors only who meet certain net worth, and/or other regulatory requirements. All discussion is for informational purposes only and is not intended as an offer to solicit any security. Alternative investments involve additional risks and can be highly illiquid. The advisor and investor should consult with counsel to determine whether a particular investment is permissible or suitable for an investor.Independent investment advisors are not owned, affiliated with, or supervised by Schwab. ©2014 Charles Schwab & Co., Inc. ("Schwab"). All rights reserved. Member SIPC. Schwab Advisor Services™ serves independent investment advisors and includes the custody, trading, and support services of Schwab.
Independent investment advisors are not owned, affiliated with, or supervised by Schwab.
Intended for institutional audiences.
The content in the IMPACT website and discussions provided at the IMPACT event are meant for general informational purposes. The views expressed are not intended to provide specific financial, accounting, compliance, tax or legal advice.
Third-party firms, speakers, panelists, sponsors, and exhibitors are not affiliated with or employed by Schwab. Any mention of third-party firms or individuals is not and should not be construed as a recommendation, endorsement or sponsorship by Schwab.
Charles Schwab & Co., Inc. receives remuneration from fund companies for recordkeeping, shareholder services, and other administrative services for shares purchased through its Mutual Fund OneSource® service. Schwab also may receive remuneration from transaction fee fund companies for certain administrative services.
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Schwab Advisor Services™ serves independent investment advisors and includes the custody, trading, and support services of Schwab.
©2014 Charles Schwab & Co., Inc. ("Schwab"). All rights reserved. Member SIPC. JMW (0514-2813)